1 |
Reminder - Capital Adequacy Requirement Reviewed - Audited F Statement and Certificate of NCB |
26/02/2021 |
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2 |
Directive issued by the SECP Under Rule 14 of the KYC Organization Rules 2017 - Final Reminder |
22/02/2021 |
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3 |
Financial Institution Margining System - FAYSAL ISLAMIC SAVINGS GROWTH FUND |
15/02/2021 |
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4 |
Mandatory Requirement for Submission of Monthly Net Capital Balance (NCB) and Liquid Capital (LC) St |
10/02/2021 |
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5 |
Webinar on Digital Onboarding and AML for Investors |
10/02/2021 |
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6 |
CAPITAL ADEQUACY REQUIREMENT REVIEWED AUDITED FINANCIAL STATEMENTS CONTAINING CERTIFICATE OF NET CAP |
03/02/2021 |
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7 |
Online Account Opening Response Code |
02/02/2021 |
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8 |
NCSS and CGT Tariff |
29/01/2021 |
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9 |
Notification of NCCPL’s Unannounced Business Continuity Drill |
26/01/2021 |
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10 |
URLs to use for NCC Business Applications Services |
21/01/2021 |
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11 |
Submission of Annual Statement of Compliance by Non Broker Clearing Members and Custodian Clearing M |
20/01/2021 |
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12 |
Market Consultation Session on Working Model - PCM |
19/01/2021 |
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13 |
Working Model of Professional Clearing Member - PCM |
18/01/2021 |
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14 |
Review of Margin Eligible Securities - MES |
18/01/2021 |
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15 |
Final Review of Securities Eligibility for NCC Systems |
15/01/2021 |
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16 |
List of Margin Eligible Securities - MES - Acceptable as Collateral |
15/01/2021 |
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17 |
Deferment of Collection of CGT from CMs - Availability of Reports as of December 2020 |
11/01/2021 |
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18 |
Implementation of Amendments in Centralized Know Your Customer (CKO) Regime |
08/01/2021 |
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19 |
Mandatory Requirement for Submission of Monthly NCB and LC Statements |
07/01/2021 |
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20 |
Notice of Webinars – Awareness Sessions on System Upgrades with Respect to Approved Amendments in |
04/01/2021 |
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21 |
Implementation of Close-Out mechanism in Deliverable Future Contract (DFC) Market |
01/01/2021 |
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22 |
Notice of Webinar - Understanding the Impact of Approved Amendments in NCCPL Centralized Know Your C |
28/12/2020 |
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23 |
Securities Eligibility for Murabaha Share Financing (MSF) |
28/12/2020 |
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24 |
Non Availability of Margin Trading System (MTS) |
28/12/2020 |
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25 |
Deferment of Collection of CGT from CMs - Availability of Reports as of November 2020 |
18/12/2020 |
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26 |
DISBURSEMENT OF MARK TO MARK PROFIT IN DELIVERABLE FUTURE CONTRACT - DFC MARKET |
18/12/2020 |
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27 |
Revised Link - Webinar – Understanding the Impact of Approved Amendments in NCCPL (KYC) Organizat |
11/12/2020 |
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28 |
Webinar – Understanding the Impact of Approved Amendments in NCCPL (KYC) Organization (CKO) Regul |
10/12/2020 |
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29 |
Mandatory Requirement for Submission of Monthly NCB and LC Statements |
09/12/2020 |
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30 |
Proposed Amendments in the NCCPL Regulations 2015 for Public Comments |
07/12/2020 |
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31 |
Approved Amendments in NCCPL Centralized Know Your Customer (KYC) Organization (CKO) Regulations, 20 |
07/12/2020 |
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32 |
Implementation of Issuance of Separate UIN to AMC for trading on Behalf of Their CIS |
04/12/2020 |
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33 |
Directive issued by the Securities and Exchange Commission of Pakistan “SECP” Under Rule 14 of t |
04/12/2020 |
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34 |
Financial Institution Margining System - NBP FINANCIAL SECTOR INCOME FUND |
03/12/2020 |
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35 |
WEBINAR on Understanding the Criteria of Margin Eligible Securities - MES |
03/12/2020 |
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36 |
Deferment of Collection of CGT from CMs & PMEX - Availability of Reports as of October 2020 |
01/12/2020 |
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37 |
Interim Review of Securities Elgibility for NCC Systems |
30/11/2020 |
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38 |
Financial Institution Margining System - HBL IPF EQUITY SUB FUND |
27/11/2020 |
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39 |
Financial Institution Margining System - HBL PF EQUITY SUB FUND |
27/11/2020 |
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40 |
Placement of Ms. Arshad Energy Limited in the Defaulter Segment |
25/11/2020 |
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41 |
Implementation of Close-Out mechanism in Deliverable Future Contract (DFC) Market |
23/11/2020 |
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42 |
Installation of Latest Version of SLB Ultra Report Application |
16/11/2020 |
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43 |
Approved Amendments in NCCPL Regulations, 2015 - Issuance of Single UIN to Asset Management Company |
13/11/2020 |
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44 |
Mandatory Requirement for Submission of Monthly NCB and LC Statements |
12/11/2020 |
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45 |
Introducing Soft Two Factor Authentication Solution |
10/11/2020 |
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46 |
Implementation of Close-Out mechanism in Deliverable Future Contract (DFC) Market - Postponed |
06/11/2020 |
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47 |
Financial Institution Margining System - ALFALAH GHP SOVEREIGN FUND |
06/11/2020 |
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48 |
Proposed Amendments in NCCPL KYC CKO Regulations, 2017 for Public Comments - PERTAINING TO MOBILE NU |
05/11/2020 |
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49 |
Placement of Securities in the Defaulter Segment |
03/11/2020 |
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50 |
Placement of Securities in the Defaulter Segment |
03/11/2020 |
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51 |
Proposed Amendments in the NCCPL Regulations 2015 for Public Comments - PERTAINING TO SIMPLIFICATION |
29/10/2020 |
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52 |
Availability of Biometric Verification Application on Android version 10 |
29/10/2020 |
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53 |
Final Reminder - Audited Financial Statements Containing Certificate of NCB and LC Statement |
28/10/2020 |
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54 |
Implementation of Close-Out mechanism in Deliverable Future Contract - DFC - Market |
23/10/2020 |
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55 |
Approved Amendments in NCSS Procedures, 2018 |
22/10/2020 |
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56 |
Deferment of CGT from Clearing Members and Pakistan Mercantile Exchange |
22/10/2020 |
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57 |
Financial Institution Margining System - AWT ISLAMIC INCOME FUND |
21/10/2020 |
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58 |
Proposed Amendments in NCCPL KYC CKO Regulations for Public Comments - W.R.T. ONLINE ACC. OPENING & |
19/10/2020 |
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59 |
Proposed Amendments in the NCCPL Regulations, 2015 for Public Comments - Various Improvements in the |
15/10/2020 |
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60 |
Interim Review of Securities Eligibility for NCC Systems |
15/10/2020 |
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61 |
Mandatory Requirement for Submission of Monthly Net Capital Balance (NCB) and Liquid Capital (LC) St |
12/10/2020 |
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62 |
Collection of Amount of CGT - July & August 2020 - Delayed due to technical reason |
02/10/2020 |
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63 |
Revocation of Exemption in Conducting Biometric Verification |
30/09/2020 |
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64 |
Extension in Timeline for Registration of Existing Customers under CKO Regime |
28/09/2020 |
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65 |
Reminder - Submission of Annual Statement of Compliance by NBCM and CCM |
25/09/2020 |
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66 |
Discontinuation of Relaxtion in Credit Rating Required of Margin Financing System |
24/09/2020 |
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67 |
Financial Institution Margining System - FIRST CAPITAL MUTUAL FUND |
22/09/2020 |
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68 |
Collection of Amount of CGT - July and August 2020 |
22/09/2020 |
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69 |
Financial Institution Margining System - E. F. U. GENERAL INSURANCE |
22/09/2020 |
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70 |
Reminder Submission of Annual Statement of Compliance by Non Broker Clearing Members (NBCM) and Cust |
18/09/2020 |
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71 |
REMINDER 2-CAPITAL ADEQUACY REQUIREMENT REVIEWED AUDITED FINANCIAL STATEMENTS CONTAINING NCB and LC |
14/09/2020 |
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72 |
Mandatory Requirement for Submission of Monthly NCB and LC Statements |
04/09/2020 |
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73 |
Proposed Amendments in the NCCPL Regulations, 2015 for Public Comments |
02/09/2020 |
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74 |
Interim Review of Securities Shares Eligibility for NCC Systems |
31/08/2020 |
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75 |
Technological Enhancement in UIS Application |
31/08/2020 |
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76 |
Amendments in the Licensing Regulations of the SROs |
26/08/2020 |
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77 |
Approved Amendments in NCCPL Regulations, 2015 & NCCPL Centralized Know Your Customer (KYC) Organiza |
20/08/2020 |
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78 |
REMINDER-CAPITAL ADEQUACY REQUIREMENT REVIEWED AUDITED FINANCIAL STATEMENTS CONTAINING NCB and LC |
18/08/2020 |
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79 |
Issuance of Annual Certificates of Capital Gains in soft form for the year ended June 30, 2020 |
13/08/2020 |
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80 |
Reminder - Re Enforcement of Information Security Requirment |
12/08/2020 |
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81 |
Reminder - Mandatory Requirement for Submission of Monthly NCB and LC Statement |
11/08/2020 |
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82 |
NCSS & CGT Tariff |
04/08/2020 |
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83 |
Mandatory Requirement for Submission of Monthly NCB and LC Statement |
04/08/2020 |
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84 |
Directive issued by SECP Under Rule 14 of the Centralized - KYC Organization Rules 2017 |
24/07/2020 |
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85 |
Collection of Amount of CGT - June 2020 - After the Adjustment of Net Capital Losses as at June 2019 |
21/07/2020 |
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86 |
Securities Eligibility for Murabaha Share Financing - MSF |
16/07/2020 |
|
87 |
Financial Institution Margining System - JUBILEE LIFE INSURANCE COMPANY LIMITED |
16/07/2020 |
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88 |
Amendments in Capital Gain Tax System as per Finance Act 2020 |
16/07/2020 |
|
89 |
List of Margin Eligible Securities - MES - Acceptable as Collateral |
15/07/2020 |
|
90 |
Final Review of Securities Eligibility for NCC Systems |
15/07/2020 |
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91 |
Revision of Designated Time Schedule (DTS) |
10/07/2020 |
|
92 |
Submission of Annual Statement of Compliance by NBCM & CCM |
10/07/2020 |
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93 |
Mandatory Requirement for Submission of Monthly NCB and LC Statement |
08/07/2020 |
|
94 |
Draft Professional Clearing Member Regulations, 2020 |
03/07/2020 |
|
95 |
WEBINAR on Revamping the Securities Act, 2015 and Futures Market Act, 2016 - Revised Schedule |
30/06/2020 |
|
96 |
NCCPL Centralized KYC Organization CKO Procedures |
27/06/2020 |
|
97 |
Approved Amendments in NCSS Procedures, 2018 |
27/06/2020 |
|
98 |
WEBINAR on Revamping the Securities Act, 2015 and Futures Market Act, 2016 |
26/06/2020 |
|
99 |
Non Availability of Margin Trading System (MTS) |
25/06/2020 |
|
100 |
Proposed Amendments in NCSS Procedures - Murabaha Share Financing - Public Comments |
24/06/2020 |
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