Circulars & Notices

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# Title Date Type
1 Reminder - Capital Adequacy Requirement Reviewed - Audited F Statement and Certificate of NCB 26/02/2021
2 Directive issued by the SECP Under Rule 14 of the KYC Organization Rules 2017 - Final Reminder 22/02/2021
3 Financial Institution Margining System - FAYSAL ISLAMIC SAVINGS GROWTH FUND 15/02/2021
4 Mandatory Requirement for Submission of Monthly Net Capital Balance (NCB) and Liquid Capital (LC) St 10/02/2021
5 Webinar on Digital Onboarding and AML for Investors 10/02/2021
6 CAPITAL ADEQUACY REQUIREMENT REVIEWED AUDITED FINANCIAL STATEMENTS CONTAINING CERTIFICATE OF NET CAP 03/02/2021
7 Online Account Opening Response Code 02/02/2021
8 NCSS and CGT Tariff 29/01/2021
9 Notification of NCCPL’s Unannounced Business Continuity Drill 26/01/2021
10 URLs to use for NCC Business Applications Services 21/01/2021
11 Submission of Annual Statement of Compliance by Non Broker Clearing Members and Custodian Clearing M 20/01/2021
12 Market Consultation Session on Working Model - PCM 19/01/2021
13 Working Model of Professional Clearing Member - PCM 18/01/2021
14 Review of Margin Eligible Securities - MES 18/01/2021
15 Final Review of Securities Eligibility for NCC Systems 15/01/2021
16 List of Margin Eligible Securities - MES - Acceptable as Collateral 15/01/2021
17 Deferment of Collection of CGT from CMs - Availability of Reports as of December 2020 11/01/2021
18 Implementation of Amendments in Centralized Know Your Customer (CKO) Regime 08/01/2021
19 Mandatory Requirement for Submission of Monthly NCB and LC Statements 07/01/2021
20 Notice of Webinars – Awareness Sessions on System Upgrades with Respect to Approved Amendments in 04/01/2021
21 Implementation of Close-Out mechanism in Deliverable Future Contract (DFC) Market 01/01/2021
22 Notice of Webinar - Understanding the Impact of Approved Amendments in NCCPL Centralized Know Your C 28/12/2020
23 Securities Eligibility for Murabaha Share Financing (MSF) 28/12/2020
24 Non Availability of Margin Trading System (MTS) 28/12/2020
25 Deferment of Collection of CGT from CMs - Availability of Reports as of November 2020 18/12/2020
26 DISBURSEMENT OF MARK TO MARK PROFIT IN DELIVERABLE FUTURE CONTRACT - DFC MARKET 18/12/2020
27 Revised Link - Webinar – Understanding the Impact of Approved Amendments in NCCPL (KYC) Organizat 11/12/2020
28 Webinar – Understanding the Impact of Approved Amendments in NCCPL (KYC) Organization (CKO) Regul 10/12/2020
29 Mandatory Requirement for Submission of Monthly NCB and LC Statements 09/12/2020
30 Proposed Amendments in the NCCPL Regulations 2015 for Public Comments 07/12/2020
31 Approved Amendments in NCCPL Centralized Know Your Customer (KYC) Organization (CKO) Regulations, 20 07/12/2020
32 Implementation of Issuance of Separate UIN to AMC for trading on Behalf of Their CIS 04/12/2020
33 Directive issued by the Securities and Exchange Commission of Pakistan “SECP” Under Rule 14 of t 04/12/2020
34 Financial Institution Margining System - NBP FINANCIAL SECTOR INCOME FUND 03/12/2020
35 WEBINAR on Understanding the Criteria of Margin Eligible Securities - MES 03/12/2020
36 Deferment of Collection of CGT from CMs & PMEX - Availability of Reports as of October 2020 01/12/2020
37 Interim Review of Securities Elgibility for NCC Systems 30/11/2020
38 Financial Institution Margining System - HBL IPF EQUITY SUB FUND 27/11/2020
39 Financial Institution Margining System - HBL PF EQUITY SUB FUND 27/11/2020
40 Placement of Ms. Arshad Energy Limited in the Defaulter Segment 25/11/2020
41 Implementation of Close-Out mechanism in Deliverable Future Contract (DFC) Market 23/11/2020
42 Installation of Latest Version of SLB Ultra Report Application 16/11/2020
43 Approved Amendments in NCCPL Regulations, 2015 - Issuance of Single UIN to Asset Management Company 13/11/2020
44 Mandatory Requirement for Submission of Monthly NCB and LC Statements 12/11/2020
45 Introducing Soft Two Factor Authentication Solution 10/11/2020
46 Implementation of Close-Out mechanism in Deliverable Future Contract (DFC) Market - Postponed 06/11/2020
47 Financial Institution Margining System - ALFALAH GHP SOVEREIGN FUND 06/11/2020
48 Proposed Amendments in NCCPL KYC CKO Regulations, 2017 for Public Comments - PERTAINING TO MOBILE NU 05/11/2020
49 Placement of Securities in the Defaulter Segment 03/11/2020
50 Placement of Securities in the Defaulter Segment 03/11/2020
51 Proposed Amendments in the NCCPL Regulations 2015 for Public Comments - PERTAINING TO SIMPLIFICATION 29/10/2020
52 Availability of Biometric Verification Application on Android version 10 29/10/2020
53 Final Reminder - Audited Financial Statements Containing Certificate of NCB and LC Statement 28/10/2020
54 Implementation of Close-Out mechanism in Deliverable Future Contract - DFC - Market 23/10/2020
55 Approved Amendments in NCSS Procedures, 2018 22/10/2020
56 Deferment of CGT from Clearing Members and Pakistan Mercantile Exchange 22/10/2020
57 Financial Institution Margining System - AWT ISLAMIC INCOME FUND 21/10/2020
58 Proposed Amendments in NCCPL KYC CKO Regulations for Public Comments - W.R.T. ONLINE ACC. OPENING & 19/10/2020
59 Proposed Amendments in the NCCPL Regulations, 2015 for Public Comments - Various Improvements in the 15/10/2020
60 Interim Review of Securities Eligibility for NCC Systems 15/10/2020
61 Mandatory Requirement for Submission of Monthly Net Capital Balance (NCB) and Liquid Capital (LC) St 12/10/2020
62 Collection of Amount of CGT - July & August 2020 - Delayed due to technical reason 02/10/2020
63 Revocation of Exemption in Conducting Biometric Verification 30/09/2020
64 Extension in Timeline for Registration of Existing Customers under CKO Regime 28/09/2020
65 Reminder - Submission of Annual Statement of Compliance by NBCM and CCM 25/09/2020
66 Discontinuation of Relaxtion in Credit Rating Required of Margin Financing System 24/09/2020
67 Financial Institution Margining System - FIRST CAPITAL MUTUAL FUND 22/09/2020
68 Collection of Amount of CGT - July and August 2020 22/09/2020
69 Financial Institution Margining System - E. F. U. GENERAL INSURANCE 22/09/2020
70 Reminder Submission of Annual Statement of Compliance by Non Broker Clearing Members (NBCM) and Cust 18/09/2020
71 REMINDER 2-CAPITAL ADEQUACY REQUIREMENT REVIEWED AUDITED FINANCIAL STATEMENTS CONTAINING NCB and LC 14/09/2020
72 Mandatory Requirement for Submission of Monthly NCB and LC Statements 04/09/2020
73 Proposed Amendments in the NCCPL Regulations, 2015 for Public Comments 02/09/2020
74 Interim Review of Securities Shares Eligibility for NCC Systems 31/08/2020
75 Technological Enhancement in UIS Application 31/08/2020
76 Amendments in the Licensing Regulations of the SROs 26/08/2020
77 Approved Amendments in NCCPL Regulations, 2015 & NCCPL Centralized Know Your Customer (KYC) Organiza 20/08/2020
78 REMINDER-CAPITAL ADEQUACY REQUIREMENT REVIEWED AUDITED FINANCIAL STATEMENTS CONTAINING NCB and LC 18/08/2020
79 Issuance of Annual Certificates of Capital Gains in soft form for the year ended June 30, 2020 13/08/2020
80 Reminder - Re Enforcement of Information Security Requirment 12/08/2020
81 Reminder - Mandatory Requirement for Submission of Monthly NCB and LC Statement 11/08/2020
82 NCSS & CGT Tariff 04/08/2020
83 Mandatory Requirement for Submission of Monthly NCB and LC Statement 04/08/2020
84 Directive issued by SECP Under Rule 14 of the Centralized - KYC Organization Rules 2017 24/07/2020
85 Collection of Amount of CGT - June 2020 - After the Adjustment of Net Capital Losses as at June 2019 21/07/2020
86 Securities Eligibility for Murabaha Share Financing - MSF 16/07/2020
87 Financial Institution Margining System - JUBILEE LIFE INSURANCE COMPANY LIMITED 16/07/2020
88 Amendments in Capital Gain Tax System as per Finance Act 2020 16/07/2020
89 List of Margin Eligible Securities - MES - Acceptable as Collateral 15/07/2020
90 Final Review of Securities Eligibility for NCC Systems 15/07/2020
91 Revision of Designated Time Schedule (DTS) 10/07/2020
92 Submission of Annual Statement of Compliance by NBCM & CCM 10/07/2020
93 Mandatory Requirement for Submission of Monthly NCB and LC Statement 08/07/2020
94 Draft Professional Clearing Member Regulations, 2020 03/07/2020
95 WEBINAR on Revamping the Securities Act, 2015 and Futures Market Act, 2016 - Revised Schedule 30/06/2020
96 NCCPL Centralized KYC Organization CKO Procedures 27/06/2020
97 Approved Amendments in NCSS Procedures, 2018 27/06/2020
98 WEBINAR on Revamping the Securities Act, 2015 and Futures Market Act, 2016 26/06/2020
99 Non Availability of Margin Trading System (MTS) 25/06/2020
100 Proposed Amendments in NCSS Procedures - Murabaha Share Financing - Public Comments 24/06/2020

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